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COLLABORATIVE TEACHING:
SPECIAL EDUCATION FOR INCLUSIVE CLASSROOMS
Price, Mayfield, McFadden, and Marsh
Copyright © 2000-2001 Parrot Publishing, L.L.C. 
CHAPTER 2

LEGAL ISSUES OF INTEREST IN COLLABORATIVE TEACHING 

OBJECTIVES
  1. Compare different approaches to teacher certification as a result of inclusion.
  2. Define the legal definition of adaptation.
  3. Define the LRE test.
  4. List objections of teachers to the concept of inclusion.
  5. Define curricular modification and list examples, such as course substitution, time alterations, modifications in the curriculum, instructional methods, or materials, development of a special education curriculum corresponding to the general education curriculum, and alternative approaches.
  6. Define quasi legal concepts related to inclusion, including teacher appeals of placement decisions, appropriate class size, ability grouping, class placement and full potential.
  7. Define requirements for modification of buildings, supplementary services, parent involvement, and discipline.

INTRODUCTION

The evolution of collaborative practice in special education has created many ill-defined issues with legal or quasi legal implications for practice. The discussion presented in this chapter is organized by themes that relate to teachers, students, parents, and the school. In some states there will be dramatic changes, as in the case of certification and licensure in special education, which can happen quickly. Other issues may remain ambiguous for a long time, such as the roles of special and regular teachers.

Federal law does not require inclusion of all students with disabilities in regular classrooms nor even mention the term; case law and local practices are spreading the trend. While the basic rule in IEP development and programming has been to base decisions on the student's abilities and academic needs, which might dictate placement along a continuum of potential services, some case law now holds that social integration is equal to if not more important than academic needs.

Following the implementation of PL 94-142 in 1975, the "continuum of services" or "cascade of services" became a popular way to envision the provision of services for the least restrictive environment (LRE), which could be a placement ranging from full-time special class placement to a variety of options along a continuum leading to full-time placement in general education. Today the logic of placement along the continuum has been reversed. The premise is now that a school must justify why a child should be excluded, rather than parents justifying why a child should be included.

The federal mandate for the LRE remains . . . "all children with disabilities have available to them . . . a free, appropriate public education which emphasizes special education and related services designed to meet their needs." Provisions for the LRE were also broadened with passage of IDEA to include "instruction conducted in the classroom, in the home, in hospitals and institutions, and in other settings; and instruction in physical education." IDEA has also expanded the concept of potential benefits to the child beyond education to include integration in extracurricular activities, health services, recreation, clubs and organizations, and athletics.

Adaptation

The Fifth Circuit court ruled in the Daniel R.R. v. State Board of Education (1989) that, although a child may not attend a regular classroom for academic instruction, the child should be integrated in transportation, lunch, recess, art, music, and physical education. According to Osborne and Dimattia (1994), a two part "LRE test" was established in the Daniel R.R. case, with the court holding that students with severe disabilities could be removed from the general education when they are unable to achieve satisfactorily. If the school has attempted to meet the child's needs in the classroom, and has done everything possible but the child still cannot be satisfactorily educated with supplementary aids and services, the child can be excluded. However, the school must determine the student's ability to perform in the curriculum, the effect on other students by presence of the child in the classroom, the child's overall experience in the mainstream, and total exposure the student would have to peers in the mainstream.

The LRE Test

After many years the LRE remains controversial and issues surrounding it remain unsettled.  Courts have used the "LRE test" to exclude students (Briggs v. Board of Education of Connecticut, 1989; French v. Omaha Public Schools, 1991; DeVries v. Fairfax County School Board, 1989; Gillette v. Fairland Board of Education, 1991; Chris D. v. Montgomery County Board of Education, 1990). Courts have also used the "LRE test" to include students (Carter v. Florence County School District, 1991; Thornock v. Boise Independent School District, 1988; Greer v. Rome City School District, 1990; Oberti v. Board of Education of the Borough of Clementon School District, 1992; Board of Education, Sacramento City, Unified School District v. Holland, 1992). According to Osborne and Dimattia (1994), these latter cases define four factors in LRE decisions---"the educational benefit a student will derive from placement in a general education environment, the nonacademic benefits of placement in a general education setting, the effect the student will have on other students in the class, and the cost of supplementary aids and services" (p. 11).

A full explanation of how the LRE test may be employed was revealed in Statum v. Birmingham Board of Education (1993). The judge applied the LRE test by relying on the decision in Greer v. Rome City School District, an Eleventh Circuit decision, except the judge used a three-part test to determine appropriateness. The child in the case was a seven-year old girl with multiple disabilities who was confined to a wheelchair, exhibited symptoms of cerebral palsy, and had a tested IQ of less than 30. She had been placed in a regular education classroom of her neighborhood school, but the school proposed changing her placement to a segregated special class in a school several miles from her home. After a due process hearing, in which the school prevailed, the case ended up in the United States District Court of the Northern District of Alabama, where the judge ruled that the school district had failed to comply with provisions of IDEA, and the judge ruled that the child remain in her first grade regular education classroom with appropriate aids and services. The parts were:

  1. assessment of the academic and non-academic benefits in regular education placement compared to segregated classroom placement;
  2. whether or not the child had a disruptive effect on the regular education classroom and whether the child required a disproportionate amount of the teacher's attention and classroom time; and
  3. the cost of educating the child in the regular education classroom.
The judge decided the student was able to make both academic and social progress in the regular education classroom, despite a lack of support or attempts to integrate her or implement provisions of her IEP. There was no evidence the teacher had attempted to remedy any disruptive influences caused by the student. Finally, the school could show no evidence that placement in the regular education classroom has caused a significant financial burden because this was never an issue in either the due process hearing or before the court.

Students will be integrated in extracurricular activities, if they cannot be included for academic subjects, but most likely they will be integrated without regard to academics. Students may be integrated in spite of a lack of progress in achievement, especially if they benefit socially. The first federal District Court ruled that "supplementary services" such as speech therapy or other services that are impractical in general education could justify removal from the classroom for some portion of the day, but the child would be considered a member of the class. Class membership in general education is considered to be important for social and educational reasons.

At issue today are reasons to exclude a "particular" child, which may include disruptive behavior, too much demand on the teacher's time, an inordinate demand for curricular modifications, or fragile health that might be threatened in general education classroom setting (Martin, 1994). In such instances, the school might argue that other students in the class will be harmed, the class will be too disrupted, or the child may be endangered. The opposite arguments might be that the school could modify the child's behavior, as was done in Oberti, and/or the teacher should have more training to deal with classroom management and curricular modification (Martin, 1994). Martin (1994) reported that some courts might decide that extraordinary curricular modification that renders the curriculum to be "unrecognizable" might cause a determination that the child should be in a different setting, as ruled in the Fifth Circuit Court opinion, but social integration seems to be off-setting this guideline. In general, the following conclusions can be made about the LRE and inclusion, summarized from the reports of Osborne and Dimattia (1994) and Martin (1994):

  1. All children with disabilities are not required to be placed in the general education environment.
  2. Children with disabilities may not be excluded because the school finds it less difficult to educate the child in a segregated classroom.
  3. Just because a child cannot keep pace with peers in general education is not justification for exclusion.
  4. Just because curriculum modification puts a burden on the classroom teacher is not justification for exclusion.
  5. Social benefits from participating in general education may be of equal importance to academic training.
  6. Children whose behavior impairs the learning of other students may be excluded, but attempts, such as training of the teacher or different management of the child, may first have to be demonstrated to be unsuccessful.
  7. Excessive costs of "supplementary aids and services" to accommodate a child in the mainstream may be reason to justify exclusion.
Until such time that the Supreme Court rules, guidelines to make LRE determinations are unclear and the guiding principles will probably remain vague because decisions are based on individual cases rather than classes or labels. For the foreseeable future, the main point of contention will likely be the determination of "appropriateness" in cases where the placement involves disruptive behavior, demand on the teacher's time, demand for curricular modifications, and fragile health.

Overall, courts have ruled that students may be removed from regular educational environments only if the nature and extent of the disability makes it impossible for education to occur in regular classes with the use of supplementary aids and services. The courts have put the burden on the school to prove that an alternative placement will be more satisfactory.
 
Woodrow Wilson Elementary School
Northeast Arkansas School District
"Inclusion is the commitment of our faculty and staff to educate each child to the maximum extent appropriate in the school and classroom.  Inclusive education helps to improve socialization skills and self-esteem.  Implementation from kindergarten through the fourth-grade allows students to learn to work together in an inclusive society.  Our belief at Woodrow Wilson is that all children must participate equally in all areas of school."
_______________________________
A consolidated district comprising the former districts of Oak Grove, Stanford, and Paragould.  Over 2,800 students are enrolled in five elementary (K-4), one middle school (5-6), and one high school (7-12).  Additionally, the district maintains:  The School of the 21st Century, a comprehensive child-care center for infants and toddlers, and a before/after school care program at the elementary schools.

Disruptive Behavior

Concern about disruptive behavior has been used by both the AFT and the NEA to argue against inclusion, and it is a worry among classroom teachers anticipating inclusion (Guzman & Shofield, 1995). With regard to inclusion, disruptive behavior or the effects of a child in a regular education classroom are significant in determination of the LRE. However, without regard to inclusion, legal issues about behavior and punishment of students with disabilities are complex. The courts have determined that expulsion constitutes a change in the placement of a student with disabilities because long-term suspension of a student changes the IEP and the placement.

In Honig v. Doe the court ruled that a change in placement may occur only when a placement committee meets with the parents and a new placement is proposed. If the parents disagree, the student must "stay put" and the school system must initiate hearing procedures. However, a student who endangers the safety of others may be barred from school by the court until the hearing is conducted. Similarly, in S-1 v. Turlington, the court ruled that only a trained and specialized group is qualified to make placement decisions, and a student cannot be expelled if his or her behavior is a manifestation of underlying disabilities.

 In S-1 v. Turlington (1981) the court held that a student with disabilities cannot be expelled until an assessment is made to determine if the misbehavior is related to the disability, and that expulsion comprised a change in educational placement. In Honig v. Doe, the U.S. Supreme Court made rulings that require schools to handle disciplinary actions of students with disabilities differently from other cases.

Suspension is the removal of a student from the school for a period of up to ten days. Expulsion is a more "permanent" removal of the student for the remainder of the semester or year. Removal of a student from education can be accomplished only after formal due process. Suspension and expulsion are problematic issues with any student, but especially difficult when the student has disabilities because it is considered an extreme form of discipline.

A child with disabilities can be suspended or expelled if the cause of the disruptive behavior is something other than the child's disability. Students with learning disabilities can be expelled for one year if they bring guns to school, a special attachment to the Elementary and Secondary Education Act of 1994. A student may be suspended if the misconduct is the result of a disability if his or her presence poses a danger to himself or herself, to other students, the school staff, or if the student's conduct is so disruptive over a period of time that normal classroom activities cannot continue.

In  (1979) the court determined that the school could not expel a student if the cause of the disruptive behavior was the result of the child's disability. This position was upheld by the court in S-1 v. Turlington (1981).

Alternatives to expulsion and suspension include time-out and after hours or "in-house" suspension. If the in-house suspension interferes with instruction, it may also be considered a change of placement, however. If in-house suspension lasts 10 consecutive days, due process procedures must be followed. Expulsion requires the following steps:

  1. written notice to the parents or guardians;
  2. a formal hearing before the board of education at which the superintendent presents the evidence of the student's wrongdoing and the student, or the student's lawyer or lay counsel, can present evidence of the student's innocence;
  3. an opportunity for the student to see and challenge all of the evidence presented against the student;
  4. an opportunity for members of the board to question all parties; and
  5. a formal written decision by the board to expel the student, to reinstate the student, or to administer less severe punishment.
McFadden, Marsh, Price and Hwang (1993) studied disciplinary problems reported in an entire school district and found that virtually all rule violations consisted of ordinary school misbehavior. Misbehaviors of students with disabilities were no more serious than their peers in the same schools; students with disabilities were much less truant and less defiant but engaged in more unacceptable physical contact and bothered others more than peers. The most noticeable differences were in the administration of punishment, with African-American boys with disabilities being paddled much more, receiving more out-of-school suspensions, and provided fewer conferences.

If disruptive behavior is to be used as a reason for excluding a child from general class placement, the problems of interpretation will once again be raised. Disruptive behavior can be "in the eye of the beholder," because there are no "norms" for comparison unless the school keeps accurate data on all occurrences of misbehavior for all students. The burden of proof will be on the school to show why a child's behavior is so disruptive as to cause exclusion from the classroom and that such behavior is truly different from others in school.

Demand on the Teacher's Time

In schools where teachers' unions are active, a number of issues relating to teaching students with disabilities may be volatile, such as pay, preparation time, and services. As courts have begun to take the position that students belong in general education, teachers will find it more difficult to successfully argue against inclusion on the grounds of inadequate training, insufficient support, or insufficient pay. Even if they do, it seems reasonable to expect that courts will require schools to provide training to the teachers rather than use this as an excuse for exclusion. For example, in Irving v.Tatro (468 U.S. 883 1994), a child required clean intermittent catheterization as a related service. The court ruled that the school was required to provide the service. This removed previous barriers to students denied access by schools that claimed unusual health care requirements, and the arguments of the typical teacher pale by comparison.

Curricular Modification

Title III of ADA addresses "readily achievable" accommodations, reasonable modifications, and provision of auxiliary aids and services, which might be interpreted as accommodations in the learning environment to provide learning, not necessarily accessibility. Accessibility means that the "door is open" but not necessarily that an education is attainable once inside. Curricular modification was addressed by the court in Oberti with the result that the teacher should have more training to deal with classroom management and curricular modification.

Ways to accommodate or modify the materials, methods of instruction, and the curriculum for students with disabilities are many and varied, and some of them are based on common sense approaches. For example, students who are blind cannot read but they are always permitted to have braille books, readers, and tape-recorded lessons. Nobody questions that this is a suitable accommodation but the same considerations are not permitted for students who do not read efficiently but who have good vision. The method of modification should be stated in the IEP so the classroom teacher will recognize that it is a consideration of the committee that must not be ignored. Methods of accommodation include (Podemski, Marsh, Smith & Price, 1995, p. 118-119):

  1. Course substitution. This approach is used when the disability prevents the student from taking a course or would make such a course meaningless. Examples are substituting adaptive physical education for physical education and, in the case of a students with hearing loss, substituting music history for music appreciation.
  2. Time alterations. This method allows students to take longer to complete individual courses or courses of study. The IEP may be used to design and specify time requirements and other aspects.
  3. Modifications in the curriculum, instructional methods, or materials. There are many instructional aids available---for example, taped lectures or books and braille books--that can help the student achieve class objectives. Alterations in the reading levels of tests can also be used to help the student achieve certain objectives.
  4. Development of a special education curriculum corresponding to the general education curriculum. In this approach the curriculum objectives for general and special education are the same, but the instructional methods are different, suited to the student's needs.
  5. Alternative approaches. Other methods a school may use to help students achieve graduation are work study programs, work experience, vocational or job entry/early graduation, college entry/early graduation, independent study, and night classes or high school equivalency tests.
Inclusion in Washington State

In 1989 with the help of a federal grant, The Office of Superintendent of Public Instruction (OSPI) in collaboration with the Association of Washington School Principals and the staff of two elementary schools (Emily Dickinson of Lake Washington School District and Silver Ridge of Central Kitsap School District) organized Project MESH (Making Effective Schools Happen for All Students). The project proposed a unique approach to school integration for students with disabilities. It blended the "effective schools" research and change process with the values inherent in the movement to accept all students, including those with severe developmental disabilities, into general education programs. The OSPI Office of Special Education reported the outcomes of the project in a special publication.  Information on this manual and other publications can be obtained through the OSPI Office of Special Education (360-753-6733, Karen Small) 

In order to increase access for educators and families to training, resources, and support, the Center for Supportive Education was formed in November 1994, through a grant from the division of special education at OSPI. This is a joint project of the Office of Superintendent of Public Instruction (OSPI), Washington State University, Washington Research Institute, Washington Education Association, and Puget Sound Educational Service District. The main purpose of the Center is to disseminate best practices of supportive education to all geographic locations in the state. Its main goal is to assist early childhood programs and schools to restructure their programs to be more effective for all children and youth in general education and early childhood settings, with particular emphasis on those who need additional support in order to address their diverse learning and behavioral needs in least restrictive settings. District teams are trained in supportive education strategies through workshops at school districts which have promising practices in place. Follow up is provided by center staff.

Center for Supportive Education, contact regional director: Northwestern Washington (360-285-9317), Puget Sound & Western Washington (Seattle: 206-439-3636 x.4001 or Tacoma:206-596-6936), Nonwestern & Eastern Washington (509-335-2578), and Southwestern Washington (360-737-2032).

Gia T. Tran, Ph.D./Center for the Improvement of Student Learning Office of Superintendent of Public Instruction, 
Old Capitol Building, 
PO Box 47200; Olympia, 
WA 98504-7200 
Phone: (360) 664-3312- Fax: (360) 664-3314 email:gtran@smtpgate.ospi.wednet.edu

Teacher Appeals of Placement Decisions

The negative reactions of some teachers to placement of students with disabilities in their classrooms, and the official positions of some professional teachers' organizations and unions, assure there will be resistance to students with disabilities. Teachers, as employees of the state, may challenge placements but would seem to have no rights to do so. Teacher unions may negotiate with districts to assure that "supplementary services" are provided in the classroom, and it is possible that some form of staffing or hearings could be developed to consider such matters, but refusal to accept a child could be interpreted as insubordination. For the time being, however, there is no case law to indicate how such matters would be played out.

Role of Special and General Education Teachers

The distinctions between what regular classroom and special education teachers do have become blurred. At the secondary level special education teachers often act as special tutors for specific subject matter. Rather than attempting to remediate reading or mathematics problems of students, or work on some kind of therapies, special teachers often tutor in Algebra, science, and history instead, and in some places they offer the courses as alternatives to general education class offerings. Clearly this is an area rife with potential for controversy and legal intervention.  If there has been a problem with defining the roles of special education and general education teachers within the scope of a continuum of services, the problems have been caused by lack of a clear direction for special education beyond the elementary grade levels.

Appropriate Class Size

Research has been inconclusive, but the preponderance of evidence shows little affect on achievement from smaller class size. However, many reformers and politicians call for smaller class size in the belief that it will benefit education. Teachers and others may assert that smaller class size should be a prerequisite for inclusion, but there is little in case law or educational research to support this position. Those who worry about reducing class size are concerned about expense. This is especially interesting because many reformers have argued that America should imitate Japanese education but the average, legal class size in Japan is 40 students!

Class size is certainly related to expense, which has implications for teachers' salaries and other benefits. The majority of the local school budget---80 to 85%---is dedicated to teachers' salaries and benefits. Larger class size could mean that teachers could receive higher salaries; lower class size many mean salaries will be lower. The more teachers needed to accommodate smaller class size and the more classrooms are needed, the greater the costs. For example, the argument might be that if each teacher could accept one more student, for each group of 20 students there would be a savings of one teacher's salary at the elementary level, which could be used for salary increases. In recent years local taxpayers have been reluctant to support tax increases to support education, and smaller class size would dictate a need for more taxes. Nonetheless, teachers and others may request smaller class size, especially if the demands for inclusion continue to increase at the current pace.

Ability Grouping

Ability grouping has at least two meanings in education: a method of tracking or segregating students through programs based on some common trait, and within class grouping of students by ability for certain kinds of instruction. Within class ability grouping is common in elementary schools and tracking is common in secondary schools, although entire classrooms are often tracked in some elementary schools by assigning students who meet certain selection criteria to one teacher or another. Most high schools track students into advanced placement, academic, general, and vocational programs. Ability groups are divisions among students for particular subjects, such as special class assignments for math or within class groups for reading (low, middle, and high groups).

Oakes, Gamoran, and Page (1992) reported that school performance tracking creates social inequality outside the school by separation of students along racial, ethnic, and social lines. The National Education Association and the National Governors' Association have both recommended discontinuation of conventional tracking practices. Detracking is based on concepts similar to those used to endorse inclusion, that tracking is detrimental to low-ability students. The main issue is the potential to track on the bases of class and race. There is evidence to show that "gifted" and students in higher level tracks can drop slightly in achievement if they are enrolled in a heterogeneous class (Brewer, Rees, & Argys, 1995). As Brewer and colleagues indicated, there may be a small overall gain in efficiency associated with ability grouping, but it also raises an equity issue because tracking exacerbates the achievement gap between low- and high-ability students. Slavin (1987; 1990) reports positive effects for within class grouping for math and cross grade grouping for reading, resulting from the nature of the activities involved and not the grouping per se.

Tracking at the secondary level has often involved a "watered- down curriculum" with restricted enrollment for students with disabilities and low achieving students. In Mills v. Board of Education of the District of Columbia (1972) and Hobson v. Hansen (1967), the courts held tracking to be discriminatory, but the practice still persists in states outside the districts of these courts. Recent court decisions related to tracking, ability grouping, curriculum modification, and related issues may spread the ban against tracking under terms of an "appropriate" education. Tracking is segregation. Tracking is especially detrimental when rules require that students must take all low-track courses if they take one such course. For example, a child with good ability in mathematics would have to take the "low track" math class if he or she were enrolled in a basic English class.

Brewer, Rees, and Argys (1995) have summarized research about tracking in education. The following points have been adapted from their review:

  1. Some forms of ability grouping appear to be beneficial, when students are grouped for only one or two subjects while remaining in heterogeneous classes most of the day.
  2. Between-class, whole-day ability grouping at the elementary level has little or no positive effect on student learning.
  3. There is little evidence that students at the secondary level benefit academically from being in tracked classes
  4. Current practices of tracking do more harm than good for the overall educational achievement and attainment of low performing, students at risk.
  5. Current practices of retention has few positive and mostly negative effects on student learning.
  6. Retention produces negative results on such measures as academic achievement, personal adjustment, self-concept, and attendance.
  7. Chapter 1 programs displayed modest positive effects on students' reading and math skills, but they were less effective for the most disadvantaged children. Students' progress was rarely sustained beyond 2 years after participation in the program.

General Class Placement and Full Potential

Schools, teachers, or unions may assert that the available programs for students in general education will not meet the needs of students or will not result in achievement or skills necessary to maximize the child's potential. This issue may have already been resolved because of a case that reached the U.S. Supreme Court, Board of Education v. Rowley (1982). Many advocates of special education were surprised and alarmed about the court's opinion, but in retrospect its decisions may be useful to support inclusion.

The case dealt with the question of whether or not a pupil with hearing impairment would benefit maximally in general education, or if placement in a special class would meet the child's needs. The decision reversed previous decisions and concluded that Congress did not intend that schools should maximize the educational performance of students with disabilities. In other words, the child was not entitled to a better program than other students. Put another way, because other students do not get the "best" in schools, it is not necessary to require the "best" for students under provisions of IDEA. While this would seem to answer the question posed above, it would also seem to conflict with recent lower court decisions about curriculum modification, teacher training, and supplementary services to accommodate the child in general education.

Modification of Buildings

Four federal legislative acts pertain to facilities: PL 94-142, Section 504 of the Rehabilitation Act of 1973, PL 99-457, and PL 101-336. Although PL 94-142 did not specifically mention or deal with facilities, its basic intent to require accessibility to programs. The regulations implementing Section 504 of the Rehabilitation Act of 1977 are also explicit in their relationship to facilities. A major subsection of the regulations focuses on program accessibility (Federal Register, 1977, Sec. 504, Sec. C, 84.21). This means that school buildings as well as instruction must be accessible to students to such an extent that the programs required for students are accessible.

While Section 504 regulations do not require that every classroom or school building be accessible, the specific educational programs that are appropriate for students must be accessible, and under inclusion this means all classrooms and not just those for special education. For construction started after the implementation date of Section 504 (June 3, 1977), regulations require that it be designed so as to make all or part of the facility accessible to students. In designing new construction, recipients are required to comply with accessibility standards of the American National Standards Institute (Sec. C, 84.23). PL 99- 457, passed in 1986, was an amendment to PL 94-142. This law lowers the age of mandatory services for students with disabilities to ages 3-5 years, so there could be implications for classroom space and design.

PL 101-336, the Americans with Disabilities Act (ADA), was passed in 1990. Title I of the Act addresses reasonable accommodations and essential functions. Title III addresses "readily achievable" accommodations, reasonable modifications, and provision of auxiliary aids and services. The 1990 Individuals With Disabilities Education Act (IDEA) guarantees "that all children with disabilities have available to them . . . a free appropriate public education which emphasizes special education and related services designed to meet their needs." One change that may have implications is expansion of the definition of "special education" to include "instruction conducted in the classroom, in the home, in hospitals and institutions, and in other settings; and instruction in physical education." The implication may be that classroom instruction that does not meet the needs of included children may be questioned, including the environment and instructional methods of the teacher. For example, if noise in the classroom is a serious problem for some learners, schools may be forced to renovate classrooms to reduce noise and otherwise improve the conditions of learning. The special needs of students may imply the soundproofing of walls and use of carpet and other floorings and acoustical ceiling tiles to reduce extraneous noises that might prove distracting or interfering.

Supplementary Services

Schools, teachers, and unions may argue that there is a need for sufficient supplementary services to provide inclusion. The courts have been somewhat contradictory about this issue, supporting exclusion in the event of exorbitant costs. Questions about the number of qualified practitioners in related fields to support students with disabilities, preparation time of teachers to meet the needs presented because of disabilities, team teaching, staff development, collaboration, planning, and other issues may be points of contention between teachers and the school administration, but as such questions apply to students with disabilities, they will be decided on an individual basis. Schools, teachers, and unions would likely have a difficult time arguing the point that inadequacies in any of these characteristics would prevent inclusion.

It is unreasonable for classroom teachers to expect that every included child will have his or her own full-time aide. The process is individualized. Moreover, many classroom teachers are unaccustomed to supervising aides and some have problems when they must do so. The most common supplementary services are likely to be training for the teacher to deal with the needs of the student and consultation with professionals who can be of assistance. Assistive devices may also be provided, enabling the student to benefit from classroom instruction. In rare cases where students have more serious health problems, a variety of monitoring devices will be required.

Policy Implications of Inclusion

It is clear that due to legislation, court decisions, and economics, the first placement option considered for many students with disabilities is the regular classroom. Disabilities present real problems and educational implications of inclusion stimulate several policy issues at the federal, state, and local levels.

Funding

In some states the funding patterns encourage segregated special education; in other locations there are incentives for integrated education. While the law and most educators would agree that the decision be based on the child's needs, the state education agency can change rules to provide some equity by pooling categorical resources. With respect to inclusive education, there seem to be two opposite views promoted by opponents: (1) the purpose of inclusion is to save money, and (2) inclusion will cost more money. Some writers just think special education costs too much Martin (1997).

The American Federation of Teachers, represented by Albert Shanker, has taken the position in more than one forum that funds allocated to inclusion will divert funds from regular education and cause schools to deteriorate. Shanker took this argument to the New York Times (Sept. 19, 1993). Laurence Liberman wrote a letter to the editor, published in Education Week (Dec. 16, 1992), asserting that inclusion is simply a way to save money by "dumping" special students into regular classrooms. While both oppose inclusion, one believes it will be costly and the other thinks it will be done to save money.

Strain and Guralnick (1994) conducted a longitudinal study of preschool integration involving 400 children and their families in 250 preschool and elementary classrooms. They found placement cost savings for the preschool integrated group totaled approximately $26,000 per child through grade three. A study by the Clark County Special Education Cooperative of Indiana (1993) showed that the cost per pupil comparison between inclusion and traditional service delivery programs is minimal. McLaughlin and Warren (1994) concluded that inclusion does not cost more than other modes of service delivery, and in the long run may be less expensive. Salisbury and Chambers (1994) conducted a longitudinal study of inclusion costs in the Johnson City School District, Johnson City, New York. The five year study concluded that costs were significantly less on an annual basis relative to comparable costs for out-of-district services. There was a significant increase in the number of students with severe disabilities during the five-year period but costs were well below that of out-of-district services; related service costs doubled because of the initial increase of more students with more needs; and, there was an increased reliance on paraprofessional staff for support in the regular classroom. Overall, the costs were significantly lower.

Vergun and Chambers (1995) studied the relationship between costs and benefits of supported (inclusion) education practices in ten schools within nine Oregon school districts, and they found that transportation costs increased initially to make buses more accessible, but declined in the long term because of shorter distances traveled by students being served in neighborhood schools. It was also found that costs of adapting buildings for accessibility were considerably lower for newer buildings than older buildings. The greatest need expressed by schools was the additional support for staff development.

For many administrators and politicians, the basic question will be. Does inclusion save money or cost money? It depends on where you live, of course. If a particular state has incentives or disincentives built into certain state funding formulas for inclusive practices, then there are likely to be different results.  The Center for Special Education Finance (1994) has reported that ways of funding special education create incentives that lead to over identification and restrictive placements. Making inclusion a "funding neutral" issue would force the matter back to a focus on the child.

Mawdsley (1995) asserts that it is difficult to determine if inclusion will produce resource economies for school districts. There is apparently no savings in personnel costs, although there is a reduction in transportation expenditures. Roahrig (1995) compared costs (i.e., instruction, administration, transportation, and staff development) related to inclusive programs in four elementary schools with costs for traditional special education services in nine elementary schools. It was concluded that both programs were equally cost-effective.  For a detailed analysis of special education costs in one state, see the study concerning Minnesota.

Questioning the efficacy of special education or its funding invites both logical and emotional attacks.  However, policy makers have reached a point where they can no longer avoid these issues. Money for special education is a mixture of federal, state, and local funds. Special education costs per student are about 2.3 times the costs of a regular student (Parrish & Chambers, 1996).  When P.L. 94-142 was enacted in 1975, the U.S. Congress committed to provide 40 percent of special education funding, but the federal contribution has never been near this level, in most years supplying less than 10 percent.   In almost every state there are few issues more troubling to legislatures than funding methods for special education costs (DeVries, 1998).

At the local level many parents and board members are concerned because of the mandate to serve students with disabilities but find the local budget shrinking each year and being tapped to make up the shortfall in state and federal contributions. In California, for example, the ratio is 70% state, 25% local, and 5% federal (The Little Hoover Commission, 1997). In poor districts, which also commonly have more students with disabilities, the local contribution is often higher as a proportion of funding.  Gerwin (1998) reports that special education in Massachusetts now exceeds $1 billion a year and in California it is nearly $3 billion annually.  The demand to get full support has stimulated litigation in Michigan, with districts suing the state. In Pennsylvania the state subsidy covers only 22% of local costs, and districts in New Jersey have asked for emergency funding to support the cost gap.

There are other costs associated with special education that are not reflected in the K-12 funding patterns. The U.S. Department of Education (1999) reports a critical shortage of personnel to meet the needs of children with disabilities. In 1995-96, more than 4,000 full-time-equivalent special education teaching positions were vacant and an additional 28,000 special education teachers were not fully certified for their positions. The need for related service personnel was seen as even more critical, with over 6,000 vacancies and almost 45,000 service providers not fully certified.  Many of these people would be certified and employed to deliver services to older children who have limited prospects reading improvement.  For learning disabilities, however, one can question just how helpful special education is in meeting the needs of children (Krantz, 1997).

The efficacy of special education programs has long been questioned (Johnson, 1962; Goldstein, Jordan & Moss, 1965; Dunn, 1968), and its efficacy remains questionable today.  Slavin (1989) concluded that special education assumed a substantial burden in attempts to meet the needs of students at risk of school failure. Longitudinal studies show that 74% of children who are poor readers in the third grade remain poor readers in the ninth grade (Francis, Shaywitz, Stuebing, Shaywitz, & Fletcher,  1996).  The investment of millions of dollars in personnel preparation, salaries, assessment, therapies, and remedial programs has not been successful.

The future of special education seems to portend many conflicts of parents of special education students and other parents who believe special education is an encroachment. This process has already begun with charges and counter charges in several states.  The accusations include: costs are out of control; fiscal malfeasance; special education is an entitlement; a free appropriate education is a license for under-education; and special education has spawned a cottage industry of specialists who live off the public funds meant to serve children (Peyton, 1998).  While attention-deficit disorders is growing by leaps and bounds, the majority of special education students today are said to have learning disabilities, about half of all labeled students.  Perhaps much of this conflict can be averted if policy makers would turn their attentions to early reading problems.  Inexpensive early detection and routine, appropriate instruction for millions of young children with dyslexia may be the most important policy issue in special education and for peaceful resolution of emerging conflicts among different advocacy groups.

Role Conflict

While the state may have policy relating to the roles of special and regular teachers, it may not be explicit and the school should clarify the roles to prevent problems and confusion. As long as regular teachers and special education teachers have different certification and different roles, as indicated by traditional positions, there is less role confusion. In the inclusion model, however, especially when teachers are in the same room and doing essentially the same things, the differences become fuzzy, which can lead to a variety of problems. Conflict over these roles can be reduced if the overlap is either eliminated or acknowledged in policy statements.

Certification and Licensure

One of the reform efforts of the last few years has been directed at improving teacher education by eliminating certification and licensure. Returning to a trend of the 1930's (Flexer, 1930), some politicians, academics, and organizations have attacked teacher education with the complaint that all a teacher really needs to know is subject matter. Thus, a variety of alternative certification programs have been developed, some of them eliminating all professional teacher education. Others have greatly reduced the number of professional teacher education courses required for certification. Meanwhile, most research about inclusion reveals that classroom teachers are unprepared to deal effectively with the needs of students with disabilities in the classroom and recommend training.

Another alternative might be the "dual certification" of teachers in a subject area and in special education. Such programs have been proposed for early childhood (Burton, Hains, Hanline, McLean, & McCormick, 1992; Miller, 1992). A program for elementary certification is reported by Iran-Nejad, Marsh, Ellis, Rountree, Casareno, Gregg, Schlichter, Larkin, and Covert, (1995), the Multiple Abilities Program at The University of Alabama. Another program is the inclusive elementary and special education teacher preparation program at Syracuse University (Meyer, Mager, & Sarno, 1991). See these links to each state for certification/licensure information.

In the near term, there are likely to be more shortages of personnel with a greater reliance on "emergency" certification and on the use of paraprofessionals.

Use of Parprofessionals

Needing extra help in regular classrooms, many schools employ paraprofessionals or classroom aides to assist with students. Often the paraprofessional is not well trained and works for a low wage. The roles and training of teachers' assistants must be addressed. There should be clear policy about what is teaching and what is not. Confusion about appropriate roles for teachers' aides can lead to serious problems. There may also be the concern that aides are being hired to avoid the expense of employing more certified teachers.

Parent Involvement

It is important that parents feel included in the processes in special education referral, placement, and IEP development. School personnel often resent the extra time that must be devoted to making parental contacts, preparing for meetings, and related matters. As a policy issue, the state should affirm the rights of parents and establish clear procedures for involving parents. This will result in better communication, understanding, reduced hostility, and will prevent disagreements.

Assessment

Although fair assessment has been required since Public Law 94- 142 went into effect, many schools have had problems with nondiscriminatory evaluation. In fact, this has been such a concern that the IDEA amendments of 1990 (20 U.S.C. Sec. 1409) required the U.S. Department of Education to conduct studies to examine the over-representation of minority students in special education. As the number of minorities entering school increases, it will be more important than ever to assure that assessment practices are fair. This should be a major policy concern at the federal, state, and local levels. Even when procedural due process is followed, the validity of assessment rests upon the quality of the tests.

Greater attention to non-discrimination training of school personnel can prevent problems with children and parents from diverse backgrounds. Coordination between bilingual general education programs and special education programs is a policy concern. Separate funding and statutes cause problems at the local level. The school can also address this issue directly by determining who has access to which services under certain conditions.
 

The Individuals with Disabilities Education Act Amendments of 1997 (IDEA) require that students with disabilities participate in large-scale assessments. 

As a condition of eligibility, states must have policies and procedures to ensure that children with disabilities are included in general state- and district-wide assessment programs, with appropriate accommodations where necessary. Effective July 1, 1998, individualized education programs (IEPs) must include a statement of any individual modifications in the administration of state or district-wide assessments of student achievement that are needed in order for the child to participate in such assessments; and if the IEP team determines that the child will not participate in a particular state- or  district-wide assessment of student achievement (or part of such assessment), the IEP must include a statement of why that assessment is not appropriate for the child; and how the child will be assessed.  For the students whose IEPs specify that they should be excluded from regular assessments, the state must ensure development of guidelines for their participation in alternate assessments, and develop and conduct alternate assessments no later than July 1, 2000.  States must have recording policies and procedures in place that ensure proper reporting of information regarding the performance of students with disabilities on large-scale assessments.

Most districts and states are in the early stages of developing and implementing assessment models that include all students.  A large number are already using testing accommodations and a few are developing alternate assessments. But for the majority of state and local district practitioners, this new mandate is raising many questions and concerns. Beginning in Emerging Approaches, we'll take a look at how special education researchers are informing the discussion.

Discipline

As more children with behavior disorders are placed in regular classrooms, it is incumbent on the schools to assure that practices dealing with behavior problems are addressed. This should involve both training of teachers to deal effectively with behavior problems in the classroom and to also have fair policies dealing with handling disciplinary problems outside the classroom.

There should be a clear distinction in policy that differentiates ordinary disciplinary problems from violent and criminal behavior, an area confused by the general public. It should be noted that IDEA 97 has specific regulations pertaining to criminal behavior, drugs, guns, and provisions for students.  Schools can employ suspension, alternative placement and expulsion if misconduct is not related to the child's disability. The most common problems are ordinary behaviors, many of which would be acceptable in a different setting or context, including talking, teasing and kidding (McFadden, Marsh, Price & Hwang, 1992). Despite the public view and over dramatizations in the media, most schools in the United States are safe and there is not a great deal of serious trouble.

 In places where corporal punishment is allowed, and due to court decisions, it is possible to administer corporal punishment without a hearing at the discretion of the school administrators. Without arguing the merits of positive reinforcement, it is clear that this is a policy that can be abused. In other districts, the favorite method of dealing with behavior problems is by means of suspension, particularly the so-called "in-school suspension."

Students who have emotional and behavioral problems should not necessarily be punished for their behavior if it relates to the disability. While it is well known that punishment, either corporal or suspension, will not deter inappropriate behaviors, removal from the classroom through suspension effectively removes the child from the classroom, which can be supported by the teachers. The focus, however, should be on changing behavior and enhancing education for students with behavioral disorders. It is the responsibility of the school to provide appropriate modifications and interventions. Removal from the classroom is not therapeutic nor educational. An alternative setting should be provided if children are removed with adherence to due process procedures (see Honig v. Doe, ).

If a child is disabled or nondisabled, opportunities to cause problems in the classroom depend, in part, upon the policies of the school, the structure of the class, and behaviors of the teacher. Schools can reduce problems by identifying those who cause the most extreme situations. McFadden, Marsh, Price and Hwang (1992) found that the overwhelming majority of disciplinary referrals are accounted for by a relatively small group of repeat offenders. Consistent application of rules can address ordinary disciplinary problems and conflicts. The rules must stem from a policy that is based on fairness.

IEP

In many places the IEP has become pro forma, something to fill out and not necessarily to guide a child's education. The requirements for IEPs are often viewed as unrealistic. While it can be agreed that IEPs can be useful for planning and for identifying service needs, many teachers find it to be a burden. As more students enter regular classrooms, the IEP for every student receiving learning assistance or programming will compete with the time available for preparation, planning, and providing services to the students. The policy statements about IEPs may also raise parent expectations that simply cannot be met with current resources. While policy clarification can emanate from the federal and state levels, the local district can address critical problems.

The most critical problem is to improve both the assessment/evaluation and IEP procedures. Teachers' views regarding the usefulness of the IEP indicate a lack of relevance for instruction. Investigation has failed to find a relationship between IEP goals and objectives and student needs (Epstein, Patton, Polloway, & Foley, 1992; Lynch & Beare, 1990). Lynch and Beare (1990) found little congruence between the instruction provided and goals, objectives, or student needs. Addressing the general curriculum and any required state assessments will put the emphasis clearly on educational results. While the paperwork burden may not be easily handled without changes at the federal level, schools could implement, nonetheless, alternatives to short-term objectives that erect annual objectives and outcomes.

More frequent reports of student progress than the six-week periods would better serve parents and students. Any type of classroom performance measures could document progress toward meeting short-term objectives, and together they would constitute a formidable body of data and information that could show proof of meeting requirements. School policy should address ways to improve and facilitate data-collection requirements, perhaps by means of technological assistance such as databases on a local- area network.

Vouchers

The recent trend to adopt vouchers and the refusal of the U.S. Supreme Court to hear an appeal about using tax dollars to support religious schools opens up a new area of concern in special education.  The issues surrounding vouchers are likely to become more complicated as time passes. In the matter of choice of schools, an anthem of many conservative groups, the real choice is with the private school that can choose to accept a particular student and also choose to terminate the student's enrollment.  Public schools have to take all comers, because they have no choice.  If public funds are used for vouchers, the selective private schools will admit the students with the most apparent ability and lack of behavioral problems.  This may leave many public schools with a significant financial loss as public funds follow the selected students into private sectarian and non-sectarian schools.  There is apparently no requirement, however, that a private school must accept a child with a disability nor provide the services associated with inclusion.  The authors have already been contacted by parents of ADD children who have learned that their children will be excluded from private schools after the diagnosis became known.

CONCLUSIONS

While it is certain that conflict and disagreement about inclusion will remain a part of the educational dialogue for some time to come, it is clear that the impetus for inclusion is now supported by courts and school policy. Many states and local districts are attempting to implement inclusion. Case law is rapidly building a foundation to extend inclusion throughout the nation. From a pragmatic point of view, school district and teacher preparation programs must deal with these issues. The majority of students with disabilities already attend regular classes and spend increasingly more time in regular education classrooms. As more and more diversity of the student population occurs in classrooms as the result of inclusion efforts, more change will be expected of the regular education classroom teacher. Attention must be devoted to preparation of teachers and administrators, to classroom support and to instructional practices in regular classrooms to enhance accessibility of instruction for students with disabilities.


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